Cerisano v. Interactive Brokers, LLC, No 13-03526 (January 14, 2015): Won $2.4 million FINRA arbitration award for a large trader alleging misstatements about VIX futures. Award was more than three times higher than any previous FINRA arbitration award against broker.
In re Orchard Enterps. Inc. S’holder Litig., 88 A.3d 1 (Del. Ch. 2014): Successfully represented merger arbitrage hedge fund as Co-Lead Counsel in a fiduciary duty action that recovered 195% above merger price for cashed-out stockholders. Argued all motion practice, including obtaining partial summary judgment. Obtained a total class settlement fund of $10.725 million.
Navigator Capital P’rs, L.P. v. Bear Stearns Asset Mgmt. Inc. et al., 07-Civ. 07783 (S.D.N.Y., Nov. 2, 2011): Obtained settlement of $18.9 million claim alleging misrepresentations and breaches of fiduciary duty on behalf of limited partner in Bear Stearns Domestic High Grade Fund.
Orchard Enterps. Appraisal Litig., 2012 WL 2923305 (Del. Ch. July 18, 2012, aff’d Mar. 28, 2013): Won verdict of $3.3 million as trial counsel in appraisal rights action relating to value of stock in merger.
FINRA Arbitration, 13-01876 (April 28, 2015).Obtained six-figure settlement for client in settlement of FINRA arbitration against investment adviser for recommending unsuitable investments and misrepresentations.
Representing several investors in ongoing dispute with large brokerage firms over unsuitable investments, churning of accounts, broker misrepresentations and breaches of fiduciary duty.