Founded in 1997, Sadis & Goldberg is a securities law boutique that regularly represents investors, investment advisers, industry professionals and brokerage firms in the financial services industry. With offices in New York City, we practice nationwide, and for the last 25 years, have represented individual and institutional investors throughout the country in securities arbitration and litigation.

Securities Attorneys

Our securities attorneys have a wide range of experience in the financial services industry and include former SEC attorneys. We have won many multi-million dollar securities arbitrations, verdicts, awards and settlements for our clients.

Experienced Trial Attorneys

We have tried numerous arbitrations and trials to verdict. Our experience enables us to obtain outstanding results, both at trial and through settlement. As a niche law firm, our attorneys have the ability to focus their time on what they do best: recovering losses for investors with claims against financial advisers, stockbrokers, and brokerage firms.

Exceptional Results

For a more in-depth understanding of our work, we have provided a few representative results we have obtained for clients. The list is not comprehensive of all the work we do – they represent a sampling. If you are unable to find an example of a transaction that reflects your particular need, please contact Douglas Hirsch at dhirsch@sglawyers.com for more information.

Our law firm can help you with a wide range of securities disputes with Hedge Fund Fraud, Stock Broker Fraud, Securities Fraud, Whistleblower Rights, and Shareholder Rights including:

  • Fraud
  • Misrepresentation and omissions
  • Unauthorized or unsuitable trading
  • Breaches of fiduciary duty
  • Churning or over trading an account
  • Market manipulation
  • Options abuse
  • Inappropriate, speculative investments
  • Improper use of margin
  • SIPC liquidation